Ongoing

compliance support

overview

Compliance Support

Risk management is a discipline that cuts across all activities, from strategic to operational. The focus of risk management is the assessment of significant risks and the implementation of suitable risk responses and treatment. The aim is to achieve maximum sustainable value, increase the likelihood of success and reduce both the probability of failure and the level of uncertainty associated with achieving your organisations objectives.

For new and existing firms, Compliance Legal can provide your firms Compliance Officer for Legal Practice (COLP) with ongoing support and advice. From the firms that have instructed us, we have found that COLPs spend an average of 10 hours a month carrying out this role. As this time is not billable, your senior lawyers are being used for work that could be outsourced at a competitive rate.

Compliance Legal can be utilised as a valuable outsourcing resource that will report directly into your COLP. Our consultants will work alongside your risk management teams to ensure that the role is carried out efficiently to meet regulatory requirements. Your COLP will retain overall responsibility for the role, but we will undertake majority of the duties and ensure compliance with the SRA Standards and Regulations.  

We provide this service as a one-off consultancy or ongoing monthly retainer. Get in touch today to see how we can help.

Years experience

0+

Years experience
End user satisfaction

0%

End user satisfaction
Hour on call

0

Hour on call

Our Compliance Support services will help you succeed. Let’s get started

Solutions

Providing support in the following ways

  • catalogue-3486_5154eaae-1092-4b08-83ca-a8a18aa145a2

    Analysis

    Analyse the business and its key risks.

  • telephone-operator-4682_c9489618-836b-47ec-8489-e15f613cb10c

    Audit

    Audit current compliance systems and reporting processes.

  • computer-network-1878_39828809-88f9-48e1-9a76-61c99401ec99

    Gaps

    Identify compliance gaps and remedial actions.

  • settings-server-1872_2e41baf2-8789-4215-b430-db35c3899936

    Processes

    Recommend and draft new systems and processes.

  • source-code-1754_2b435bd8-ce76-4910-8137-7d07a3557fa3

    Draft

    Draft or update the office manual and compliance plans.

  • lifebelt-3318_6c405c0e-728d-43f8-be45-014b6eca22b2

    Evidence

    Devise recording and evidence capturing systems to include responsibilities and accountabilities to make sure the process is robust, timely and effective.

  • add-image-5030_dcf585b8-8f3d-48ad-8579-a4ad56d14ba6

    Growth

    Identify potential areas of growth, development and business management.

  • 24h-assistance-4792_e646a9f4-d75b-48ee-9111-6fa942cf36ea

    Support

    On call 24 hours for compliance queries, emergencies and reporting breaches.

  • verify-user-2882_34a423f4-f6f9-442b-a332-d9866d0f7ce8

    Meetings

    Ongoing support meetings with your COLP.

Compliance Legal are an organised, helpful company to support all legal firms

FREE CONSULTATION OR CALLBACK

Let us carry out a free audit for you today!

We are pleased to offer a free, no obligation audit of the key risks to your business. Contact us today and see how our services can benefit your firm.

    Information you use to contact us will be used to respond to your enquiry and will be held in accordance with our Privacy Policy