SRA investigations
overview
What are SRA Investigations?
The SRA Standards and Regulations require you to cooperate with your regulator when they are investigating concerns in relation to legal services.
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Compliance Legal can provide assistance to you and your firm in the following areas. Let’s get started
Solutions
Providing support in the following ways
Investigations
Provide support with SRA investigations into the conduct or competence of a solicitor or their firm.
Responses
Drafting internal investigation reports, substantive responses and explanations to SRA warning letters.
Action
Implementing any remedial action that has been requested by the SRA.
Tribunal
Assisting with matters referred to the Solicitors Disciplinary Tribunal.
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